KEPPEL SECURITIES

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                    [ArticleID] => 145476
                    [Title] => Singapore broker to resume trading RP stocks
                    [Summary] => Singapore-based OCBC Securities has joined the bandwagon of foreign stockbrokers expressing interest to resume their operations at the Philippine Stock Exchange (PSE) following the decision of the Securities and Exchange Commission (SEC) to put a stop to voluntary suspensions.


But instead of reactivating its Philippine office, OCBC, which went on voluntary suspension this year, indicated it would rather operate off-site, or through an online trading scheme where it would take and executive orders electronically from its Singapore headquarters.


                    [DatePublished] => 2001-12-31 00:00:00
                    [ColumnID] => 133272
                    [Focus] => 0
                    [AuthorID] => 
                    [AuthorName] => 
                    [SectionName] => Business
                    [SectionUrl] => business
                    [URL] => 
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            [1] => Array
                (
                    [ArticleID] => 143085
                    [Title] => 4 foreign brokers to reactivate suspended operations in RP
                    [Summary] => Just days after the Securities and Exchange Commission (SEC) passed a resolution putting a halt to the voluntary suspension of stock brokers at the Philippine Stock Exchange (PSE), at least four foreign brokers are now ready to reconsider their earlier decisions and operate anew.


Jose Aquino, director of the SEC’s market regulation department, said the four foreign brokers – Nomura Securities, Magnum International Securities, Keppel Securities and SG Securities – have indicated they would return to active trading by renewing their annual fees for brokers/dealers.

                    [DatePublished] => 2001-12-10 00:00:00
                    [ColumnID] => 133272
                    [Focus] => 0
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                    [SectionName] => Business
                    [SectionUrl] => business
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            [2] => Array
                (
                    [ArticleID] => 142733
                    [Title] => No more voluntary suspension, SEC warns brokers
                    [Summary] => The Securities and Exchange Commission (SEC) has finalized the order disallowing stock brokers to go under voluntary suspension and instead requiring them to re-apply under stricter capitalization requirements.


In an en banc resolution, the SEC said registered brokers/dealers shall no longer be allowed to go under voluntary suspension, closing the door for other brokerage houses to go on leave at the PSE floor.


The last broker to apply for voluntary suspension was HSBC Securities, the local stock brokerage unit of the Hong Kong-based financial giant.


                    [DatePublished] => 2001-12-07 00:00:00
                    [ColumnID] => 133272
                    [Focus] => 0
                    [AuthorID] => 1096615
                    [AuthorName] =>  Christina Mendez
                    [SectionName] => Business
                    [SectionUrl] => business
                    [URL] => 
                )

            [3] => Array
                (
                    [ArticleID] => 142268
                    [Title] => SEC no longer allows voluntary suspension of operations of brokers
                    [Summary] => The Securities and Exchange Commission (SEC) will make it even harder for brokerage companies to voluntarily suspend their operations at the Philippine Stock Exchange (PSE).


In a draft resolution, the SEC said it would no longer allow brokers to go on voluntary suspension, which means either they continue to operate – even at a loss – or cease their operations entirely and apply for re-registration if the need arises later.


                    [DatePublished] => 2001-12-03 00:00:00
                    [ColumnID] => 133272
                    [Focus] => 0
                    [AuthorID] => 1096615
                    [AuthorName] =>  Christina Mendez
                    [SectionName] => Business
                    [SectionUrl] => business
                    [URL] => 
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Singapore broker to resume trading RP stocks

December 31, 2001 - 12:00am

Singapore-based OCBC Securities has joined the bandwagon of foreign stockbrokers expressing interest to resume their operations at the Philippine Stock Exchange (PSE) following the decision of the Securities and...

Business

4 foreign brokers to reactivate suspended operations in RP

December 10, 2001 - 12:00am

Just days after the Securities and Exchange Commission (SEC) passed a resolution putting a halt to the voluntary suspension of stock brokers at the Philippine Stock Exchange (PSE), at least four foreign brokers are...

Business

No more voluntary suspension, SEC warns brokers

By Christina Mendez | December 7, 2001 - 12:00am

The Securities and Exchange Commission (SEC) has finalized the order disallowing stock brokers to go under voluntary suspension and instead requiring them to re-apply under stricter capitalization requirements. In...

Business

SEC no longer allows voluntary suspension of operations of brokers

By Christina Mendez | December 3, 2001 - 12:00am

The Securities and Exchange Commission (SEC) will make it even harder for brokerage companies to voluntarily suspend their operations at the Philippine Stock Exchange (PSE). In a draft resolution, the SEC said it...

Business