RBCA

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            [0] => Array
                (
                    [ArticleID] => 1492975
                    [Title] => PSE addresses technical issues after major glitch
                    [Summary] => 
The Philippine Stock Exchange Inc. (PSE) has put in place measures to restore normal operations in the local equities market.

                    [DatePublished] => 2015-08-27 10:00:00
                    [ColumnID] => 0
                    [Focus] => 0
                    [AuthorID] => 1804708
                    [AuthorName] => Iris Gonzales
                    [SectionName] => Business
                    [SectionUrl] => business
                    [URL] => 
                )

            [1] => Array
                (
                    [ArticleID] => 264442
                    [Title] => SEC seeks public views on broker-dealer rules
                    [Summary] => The Securities and Exchange Commission is seeking comments from the public for its proposed guidelines on the adoption of risk-based capital adequacy (RBCA) standards for broker-dealers.


The SEC has given broker dealers and other concerned parties until Sept. 24 to submit their comments.


RBCA,  as defined under rule 28.1 of the Securities Regulation Code, refers to the minimum levels of capital that have to be maintained by broker-dealers, taking into consideration the firm’s size, complexity and business risk. 


                    [DatePublished] => 2004-09-12 00:00:00
                    [ColumnID] => 133272
                    [Focus] => 0
                    [AuthorID] => 1804021
                    [AuthorName] => Zinnia B. Dela Peña
                    [SectionName] => Business
                    [SectionUrl] => business
                    [URL] => 
                )

            [2] => Array
                (
                    [ArticleID] => 257868
                    [Title] => SEC drafts framework to monitor capital adequacy of brokers
                    [Summary] => The Securities and Exchange Commission (SEC) is developing a risk-based capital adequacy (RBCA) framework to ensure that stockbrokerage houses can meet contractual obligations and will have adequate capital to cover risks.	


RBCA refers to the minimum level of capital that has to be maintained by broker-dealers, taking into consideration the firm’s size, complexity and business risk.


                    [DatePublished] => 2004-07-17 00:00:00
                    [ColumnID] => 133272
                    [Focus] => 0
                    [AuthorID] => 1804021
                    [AuthorName] => Zinnia B. Dela Peña
                    [SectionName] => Business
                    [SectionUrl] => business
                    [URL] => 
                )

        )

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PSE addresses technical issues after major glitch

By Iris Gonzales | August 27, 2015 - 10:00am

The Philippine Stock Exchange Inc. (PSE) has put in place measures to restore normal operations in the local equities market.

Business

SEC seeks public views on broker-dealer rules

By Zinnia B. Dela Peña | September 12, 2004 - 12:00am

The Securities and Exchange Commission is seeking comments from the public for its proposed guidelines on the adoption of risk-based capital adequacy (RBCA) standards for broker-dealers. The SEC has given broker...

Business

SEC drafts framework to monitor capital adequacy of brokers

By Zinnia B. Dela Peña | July 17, 2004 - 12:00am

The Securities and Exchange Commission (SEC) is developing a risk-based capital adequacy (RBCA) framework to ensure that stockbrokerage houses can meet contractual obligations and will have adequate capital to cover...

Business