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+ Follow ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT Tag
ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT
Array
(
    [results] => Array
        (
            [0] => Array
                (
                    [ArticleID] => 1537722
                    [Title] => PSE cautions vs dealings with former bourse exec
                    [Summary] => 

The Philippine Stock Exchange has issued a warning to the investing public against seasoned stock trader Jose Cecilio “Jay” Penaflor, the PSE’s former assistant head of market education, who allegedly pools funds from investors on behalf of the PSE and PSE’s accredited brokers.

[DatePublished] => 2015-12-30 09:00:00 [ColumnID] => 0 [Focus] => 0 [AuthorID] => 1804708 [AuthorName] => Iris Gonzales [SectionName] => Business [SectionUrl] => business [URL] => ) [1] => Array ( [ArticleID] => 1536508 [Title] => SEC warns public vs ex-PSE official [Summary] =>

The Securities and Exchange Commission (SEC) has warned the investing public against an individual who used to be connected with the Philippine Stock Exchange.

[DatePublished] => 2015-12-26 09:00:00 [ColumnID] => 0 [Focus] => 0 [AuthorID] => 1804708 [AuthorName] => Iris Gonzales [SectionName] => Business [SectionUrl] => business [URL] => ) [2] => Array ( [ArticleID] => 1531416 [Title] => Pyramid queen gets 455 years [Summary] =>

A court has sentenced to at least 455 years in prison “queen of pyramiding” Rosario Baladjay and her late husband Saturnino for 65 counts of violations of the Securities Regulation Code (SRC).

[DatePublished] => 2015-12-10 09:00:00 [ColumnID] => 0 [Focus] => 0 [AuthorID] => [AuthorName] => [SectionName] => Headlines [SectionUrl] => headlines [URL] => http://media.philstar.com/images/the-philippine-star/nation/20150219/jail-crime-hands-on-rail.jpg ) [3] => Array ( [ArticleID] => 1519096 [Title] => SEC files cases vs 3 alleged Ponzi firms [Summary] =>

The Securities and Exchange Commission has filed before the Department of Justice two cases against the group behind EmGoldex, Global Intergold and Prosperous Infinite Philippines Holdings Corp. for selling unregistered securities in violation of the securities law.

[DatePublished] => 2015-11-06 09:00:00 [ColumnID] => 0 [Focus] => 0 [AuthorID] => 1804021 [AuthorName] => Zinnia B. Dela Peña [SectionName] => Business [SectionUrl] => business [URL] => ) [4] => Array ( [ArticleID] => 1518409 [Title] => Investment scams using Internet seen to thrive [Summary] =>

Investment scams using the Internet as platform are expected to proliferate, the Securities and Exchange Commission (SEC) warned yesterday.

[DatePublished] => 2015-11-04 09:00:00 [ColumnID] => 0 [Focus] => 0 [AuthorID] => 1097672 [AuthorName] => Ted P. Torres [SectionName] => Business [SectionUrl] => business [URL] => http://media.philstar.com/images/the-philippine-star/headlines/20150207/txt-scam-6.jpg ) [5] => Array ( [ArticleID] => 1489950 [Title] => SEC keeps warning vs GoldXtreme [Summary] =>

The Securities and Exchange Commission (SEC) has reiterated its stern warning against gold trading company GoldXtreme.

[DatePublished] => 2015-08-19 10:00:00 [ColumnID] => 0 [Focus] => 0 [AuthorID] => 1804708 [AuthorName] => Iris Gonzales [SectionName] => Business [SectionUrl] => business [URL] => ) [6] => Array ( [ArticleID] => 1480188 [Title] => SEC warns vs FLAG Prosperity, probes link with One Dream [Summary] =>

The Securities and Exchange Commission (SEC) has issued an advisory warning the public against F.L.A.G. Prosperity Marketing Inc. which has been soliciting investments without the appropriate permit.

[DatePublished] => 2015-07-23 10:00:00 [ColumnID] => 0 [Focus] => 0 [AuthorID] => 1804708 [AuthorName] => Iris Gonzales [SectionName] => Business [SectionUrl] => business [URL] => ) [7] => Array ( [ArticleID] => 1348135 [Title] => SEC warns vs alleged brokers in ongoing corporate probes [Summary] =>

The Securities and Exchange Commission (SEC) has advised the public not to engage in discussions with shady entities claiming to facilitate negotiations in ongoing corporate investigations.

[DatePublished] => 2014-07-20 00:00:00 [ColumnID] => 0 [Focus] => 0 [AuthorID] => 1538806 [AuthorName] => Neil Jerome C. Morales [SectionName] => Business [SectionUrl] => business [URL] => ) [8] => Array ( [ArticleID] => 1342871 [Title] => SEC warns public vs illegal coin traders [Summary] =>

The corporate regulator has warned the public against conducting business with companies trading gold and silver coins.

[DatePublished] => 2014-07-06 00:00:00 [ColumnID] => 0 [Focus] => 0 [AuthorID] => 1538806 [AuthorName] => Neil Jerome C. Morales [SectionName] => Business [SectionUrl] => business [URL] => ) ) )
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